Lorraine Umberger, financial advisor Salt Lake City UT

Lorraine Umberger

CRD Number: 4318881
Current Firm: J. W. Cole Advisors, Inc.

Lorraine Umberger (CRD# 4318881) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Salt Lake City, UT and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
J.w. Cole Financial, Inc. Tampa, FL Jan 2021 - Current 3
J.w. Cole Advisors, Inc. Tampa, FL Jan 2021 - Current 3
Metropolitan Life Ins Co Midvale, UT Jul 2001 - Current 23
Metlife Securities Midvale, UT Jul 2001 - Current 23
Arcom Master Systems Salt Lake City, UT Apr 2000 - Current 24
Cambridge Investment Research Advisors, Inc. Fairfield, IA Jan 2020 - Jan 2021 1
Cambridge Investment Research, Inc. Fairfield, IA Sep 2018 - Jan 2021 2
Cambridge Investment Research, Inc. Fairfield, IA Feb 2016 - Sep 2018 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2018
S65 NASAA Investment Advisors Law Examination Nov 2019
Contact Info for Lorraine A. Umberger
Phone Number: (813) 935-6776
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    5,736
    MILLIONS
  • Total Number of Accounts
    25,612
    ACCOUNTS
  • Average Account Value
    $223,952
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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