Lorraine Umberger (CRD# 4318881) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Salt Lake City, UT and has over 5 years of experience in the finance industry.
CRD# 840425
Equitable Advisors, LLC
CRD# 4482805
Diversify Advisory Services, LLC
CRD# 5620871
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
J.w. Cole Advisors, Inc. | Tampa, FL | Jan 2021 - Current | 3 |
J.w. Cole Financial, Inc. | Tampa, FL | Jan 2021 - Current | 3 |
Metropolitan Life Ins Co | Midvale, UT | Jul 2001 - Current | 23 |
Metlife Securities | Midvale, UT | Jul 2001 - Current | 23 |
Arcom Master Systems | Salt Lake City, UT | Apr 2000 - Current | 24 |
Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jan 2020 - Jan 2021 | 1 |
Cambridge Investment Research, Inc. | Fairfield, IA | Sep 2018 - Jan 2021 | 2 |
Cambridge Investment Research, Inc. | Fairfield, IA | Feb 2016 - Sep 2018 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 2018 |
S65 | NASAA Investment Advisors Law Examination | Nov 2019 |
- UT
-
Total Assets Under Management5,736MILLIONS
-
Total Number of Accounts25,612ACCOUNTS
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Average Account Value$223,952
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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