Matthew CaldwellCRD Number: 5906495
Current Firm: Strategic Advisers, Inc.
Matthew Caldwell (CRD# 5906495) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Salt Lake City, UT and has over 6 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Fidelity Investments||Salt Lake City, UT||Jan 2012 - Current||5|
|Wells Fargo Advisors LLC||Salt Lake City, UT||Apr 2011 - Jan 2012||< 1|
|Wells Fargo Bank, N.a.||Salt Lake City, UT||Jun 2008 - Jan 2012||3|
|Wells Fargo Bank, N.a.||Salt Lake City, UT||Sep 2007 - Jun 2008||< 1|
|Wells Fargo Bank, N.a.||Salt Lake City, UT||May 2007 - Sep 2007||< 1|
|Unemployed||Fresno, CA||Mar 2005 - May 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2011|
|S66||NASAA Uniform Combined State Law Examination||May 2013|
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV