Michael Miner, financial advisor Salt Lake City UT
77 score

Michael Miner

CRD Number: 6228732
Current Firm: Valic Financial Advisors, Inc.

Michael Miner (CRD# 6228732) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Salt Lake City, UT and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Valic Financial Advisors, Inc. North Chesterfield, VA Aug 2014 - Current 2
Sagepoint Financial Phoenix, AZ Jan 2014 - Aug 2014 < 1
Agla Virginia Beach, VA Mar 2013 - Aug 2014 1
One On One Promotions Virginia Beach, VA Apr 1994 - Mar 2013 18
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 2014
S63 Uniform Securities State Law Examination May 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Michael T. Miner
Phone Number: 866-544-4968
Firm Website: http://www.valic.com
Registered State(s):
  • UT
  • VA
By the Numbers
  • Total Assets Under Management
    22,665
    MILLIONS
  • Total Number of Accounts
    866,312
    ACCOUNTS
  • Average Account Value
    $26,163
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
77

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