Monica Allen, financial advisor Salt Lake City UT
90 score

Monica Allen

CRD Number: 6411179
Current Firm: Wells Fargo Clearing Services, LLC

Monica Allen (CRD# 6411179) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Salt Lake City, UT and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC St Louis, MO Nov 2016 - Current 1
Wells Fargo Advisors, LLC St Louis, MO Oct 2014 - Nov 2016 2
Washington University Saint Louis, MO Mar 2013 - Oct 2014 1
University Of Utah Salt Lake City, UT Oct 2012 - Feb 2013 < 1
University Of Utah Salt Lake City, UT Sep 2006 - Oct 2012 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2015
Contact Info for Monica G. Allen
Phone Number: 314-875-3000
Registered State(s):
  • MO
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    409,716
    MILLIONS
  • Total Number of Accounts
    1,359,521
    ACCOUNTS
  • Average Account Value
    $301,368
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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