Nicholas HeremCRD Number: 5497606
Current Firm: Ubs Financial Services Inc.
Nicholas Herem (CRD# 5497606) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Salt Lake City, UT and has over 8 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Ubs Financial Services Inc.||Salt Lake City, UT||May 2014 - Current||2|
|University Of Utah||Salt Lake City, UT||Jan 2008 - Current||9|
|Unemployed||Famington, UT||Oct 2013 - May 2014||< 1|
|Fidelity Brokerage Services LLC||Salt Lake City, UT||Jun 2010 - Oct 2013||3|
|Thomas & Sons, LLC||Centerville, UT||Jul 2009 - Jun 2010||< 1|
|Fidelity Brokerage Services LLC||Salt Lake City, UT||Mar 2008 - Feb 2009||< 1|
|Advanced Lifts, The Elevator Company||North Salt Lake, UT||Oct 2006 - Jan 2008||1|
|Sliver Rock||North Salt Lake, UT||Aug 2006 - Oct 2006||< 1|
|General Distributing||Salt Lake City, UT||May 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Sep 2014|
|S63||Uniform Securities State Law Examination||Nov 2008|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV