Randy JosephCRD Number: 6122038
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Randy Joseph (CRD# 6122038) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Salt Lake City, UT and has over 5 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Bank Of America, N.a.||Salt Lake City, UT||May 2013 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Salt Lake City, UT||Sep 2012 - Current||5|
|State Of Utah - Dws||Heber City, UT||Aug 2012 - Aug 2012||< 1|
|Onset Financial||South Jordan, UT||Jun 2012 - Jul 2012||< 1|
|Tingey & Tingey Law Firm||Las Vegas, NV||Feb 2006 - May 2012||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2013|
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)