Richard TannerCRD Number: 1033934
Current Firm: Cambridge Investment Research Advisors, Inc.
Richard Tanner (CRD# 1033934) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Salt Lake City, UT and has over 31 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Cambridge Investment Research, Inc.||Fairfield, IA||Jul 2011 - Current||5|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Jul 2011 - Current||5|
|Mml Investors Services, Inc.||Salt Lake City, UT||Mar 2005 - Jul 2011||6|
|Moreton Financial Solutions, LLC||Salt Lake City, UT||Oct 2004 - Jul 2011||6|
|Moreton & Company||Salt Lake City, UT||Jun 2004 - Apr 2011||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1985|
|S66||NASAA Uniform Combined State Law Examination||Dec 2004|
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV