Russell ToblerCRD Number: 4562516
Current Firm: Kestra Private Wealth Services, LLC
Russell Tobler (CRD# 4562516) is an Investment Advisor Representative working at Kestra Private Wealth Services, LLC in Salt Lake City, UT and has over 15 years of experience in the finance industry.
Uma Financial Services Inc.
|Kestra Investment Services, LLC||Austin, TX||Nov 2014 - Current||2|
|Kestra Private Wealth Services, LLC||Salt Lake City, UT||Nov 2014 - Current||2|
|Rbc Capital Markets||Salt Lake City, UT||Mar 2009 - Nov 2014||5|
|Ubs Financial Services Inc.||Salt Lake Cit, UT||May 2005 - Mar 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2002|
|S65||NASAA Investment Advisors Law Examination||Oct 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management926MILLIONS
Total Number of Accounts3,545ACCOUNTS
Average Account Value$261,243
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, VT, WA, WI, WV
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