Sam VetasCRD Number: 1198828
Current Firm: Rbc Capital Markets, LLC
Sam Vetas (CRD# 1198828) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Salt Lake City, UT and has over 34 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Rbc Capital Markets Corporation||Salt Lake City, UT||Jun 2009 - Current||8|
|Ubs Financial Services Inc.||Salt Lake Cit, UT||May 2005 - Jun 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1983|
|S66||NASAA Uniform Combined State Law Examination||Nov 2009|
Total Assets Under Management76,274MILLIONS
Total Number of Accounts192,243ACCOUNTS
Average Account Value$396,757
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV