Tami Tingey, financial advisor Salt Lake City UT
76 score

Tami Tingey

CRD Number: 5459122
Current Firm: Lpl Financial LLC

Tami Tingey (CRD# 5459122) is an Investment Advisor Representative working at Lpl Financial LLC in Salt Lake City, UT and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Salt Lake City, UT Feb 2015 - Current 1
Zions Bank Provo, UT Feb 2015 - Current 1
Contango Capital Advisors, Inc. Salt Lake City, UT Sep 2012 - Feb 2015 2
Zions Bank Salt Lake City, UT Sep 2012 - Feb 2015 2
Unemployed South Jordan, UT May 2012 - Sep 2012 < 1
Mountain America Financial Services South Jordan, UT Sep 2009 - May 2012 2
Mountain America Credit Union West Jordan, UT Mar 2007 - Sep 2009 2
Tr Paul Academy Of Arts & Knowledge Ft. Collins, CO Aug 2006 - Jan 2007 < 1
Unemployed Ft. Collins, CO Jan 1998 - Aug 2006 8
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jul 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Tami L. Tingey
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
76

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