Nicholas Hemphill, financial advisor Sammamish WA
90 score

Nicholas Hemphill

CRD Number: 6030708
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nicholas Hemphill (CRD# 6030708) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Sammamish, WA and has over 4 years of experience in the finance industry.

Similar Advisors
Matt Mormino, financial advisor Sammamish WA
Matt Mormino
CRD# 5962359
Brighton Jones LLC
Score
105
Similar Advisors
Sunil Sanghvi, financial advisor Sammamish WA
Sunil N. Sanghvi
CRD# 5545981
Edward Jones
Score
100
Similar Advisors
Mark Bergeron, financial advisor Sammamish WA
Mark A. Bergeron
CRD# 839130
Wlfb Inc.
Score
103
Company Name Location Dates Years
Bank Of America N.a. Bellevue, WA Nov 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue, WA Aug 2014 - Current 2
J.p. Morgan Securities LLC Bellevue, WA Jul 2013 - Aug 2014 1
Jpmorgan Chase Bank. Bellevue, WA Jul 2013 - Aug 2014 1
Field Of Champions Preston, WA Jan 2012 - Aug 2013 1
Mass Mutual Life Insurance Company Seattle, WA Nov 2012 - Jul 2013 < 1
Mml Investor Services Seattle, WA Nov 2012 - Jul 2013 < 1
Hornor Townsend & Kent Inc. Bellevue, WA Feb 2012 - Sep 2012 < 1
Penn Mutual Life Ins Co Bellevue, WA Feb 2012 - Sep 2012 < 1
Pacific Capital Resource Group Bellvue, WA Feb 2012 - Sep 2012 < 1
Washington State University Pullman, WA Aug 2007 - Dec 2011 4
Mechelsen Inc. Redmond, WA May 2011 - Aug 2011 < 1
The Spot: Bar And Grill Bellevue, WA May 2010 - Aug 2010 < 1
Home Depot Bellevue, WA May 2009 - Aug 2009 < 1
Skyhawks Issaquah, WA May 2008 - Aug 2008 < 1
Skyline High School Sammamish, WA Sep 2004 - Aug 2007 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2014
S63 Uniform Securities State Law Examination Mar 2012
Contact Info for Nicholas T. Hemphill
Phone Number: 800-637-7455
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.