Thomas Barrett (CRD# 2744875) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Sammamish, WA and has over 27 years of experience in the finance industry.
CRD# 6533806
Harbour Investments, Inc.
CRD# 4337938
Aspire Capital Advisors LLC
CRD# 1424055
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jp Morgan Securities, LLC | Sammamish, WA | Jul 2018 - Current | 5 |
| Jp Morgan Chase Bank, N.a. | Sammamish, WA | Jul 2018 - Current | 5 |
| Edward Jones | Wenatchee, WA | Oct 2014 - Jul 2018 | 3 |
| Prudential Insurance Company Of America, Inc. | Snoqualmie, WA | Jan 2013 - Sep 2014 | 1 |
| Pruco Securities, LLC | Snoqualmie, WA | Jan 2013 - Sep 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1996 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2015 |
- TX
- WA
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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