Adam Frey, financial advisor San Antonio TX
81 score

Adam Frey

CRD Number: 5459088
Current Firm: Independent Financial Partners

Adam Frey (CRD# 5459088) is an Investment Advisor Representative working at Independent Financial Partners in San Antonio, TX and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Financial Partners San Antonio, TX Jul 2012 - Current 4
Lpl Financial LLC San Antonio, TX Jan 2009 - Current 7
Ap Financial San Antonio, TX Nov 2007 - Dec 2008 1
Intersecurities San Antonio, TX Nov 2007 - Dec 2008 1
Alexandria Aces Alexandria, LA May 2007 - Nov 2007 < 1
Stonewerks Cafe San Antonio, TX Oct 2006 - May 2007 < 1
Alexandria Aces Alexandria, LA Jun 2006 - Oct 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2007
S65 NASAA Investment Advisors Law Examination Mar 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Adam G. Frey
Phone Number: 813-341-0960
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    4,348
    MILLIONS
  • Total Number of Accounts
    24,542
    ACCOUNTS
  • Average Account Value
    $177,153
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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