David Rice, financial advisor San Antonio TX
93 score

David Rice

CRD Number: 2971029
Current Firm: Swbc Investment Company

David Rice (CRD# 2971029) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 8 years of experience in the finance industry.

Similar Advisors
David Alvarez, financial advisor San Antonio TX
David K. Alvarez
CRD# 4957825
Intercontinental Wealth Advisors, LLC
Similar Advisors
Ramiro Marmolejo, financial advisor San Antonio TX
Ramiro Marmolejo
CRD# 2834731
Wealth Watch Advisors, LLC
Similar Advisors
Neil Vannoy, financial advisor San Antonio TX
Neil R. Vannoy
CRD# 4131344
Vannoy Advisory Group, Inc.
Company Name Location Dates Years
Swbc Investment Services, LLC San Antonio, TX Jan 2012 - Current 4
Bank Of America, Na Jacksonville, FL Jun 2010 - Jan 2012 1
Bank Of America/merrill Lynch Jacksonville, FL May 2009 - Jan 2012 2
Unemployed Jacksonville, FL Jan 2009 - May 2009 < 1
Bank Of America Jacksonville, FL Feb 2008 - Jan 2009 < 1
Bank Of America Investment Services, Inc. Jacksonville, FL Feb 2008 - Jan 2009 < 1
Countrywide Jacksonville, FL Jul 2006 - Feb 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2008
S65 NASAA Investment Advisors Law Examination May 2010
Contact Info for David M. Rice
Phone Number: 210-321-7252
Firm Website: https://www.swbc.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from David Rice and other advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.