Erica SerranoCRD Number: 6266276
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Erica Serrano (CRD# 6266276) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Antonio, TX and has over 7 years of experience in the finance industry.
Mutual Wealth LLC
S.b. Value Partners, LP
Wells Fargo Clearing Services, LLC
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||San Antonio, TX||Jun 2019 - Current||2|
|J.p Morgan Securities LLC||San Antonio, TX||May 2019 - Jun 2019||< 1|
|Charles Schwab & Company, Inc.||El Paso, TX||Oct 2016 - Apr 2019||2|
|Unemployed||El Paso, TX||Jul 2016 - Oct 2016||< 1|
|Usaa Financial Planning Services||San Antonio, TX||Oct 2013 - Jun 2016||2|
|Usaa Financial Advisors Inc.||San Antonio, TX||Oct 2013 - Jun 2016||2|
|Wells Fargo Bank||San Antonio, TX||Feb 2012 - Sep 2013||1|
|Banana Republic||San Antonio, TX||Mar 2011 - Aug 2012||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2014|
|S65||NASAA Investment Advisors Law Examination||Aug 2019|
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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