Garrick Ruiz, financial advisor San Antonio TX

Garrick Ruiz

CRD Number: 5584980
Current Firm: Aquifer Asset Management, LLC

Garrick Ruiz (CRD# 5584980) is an Investment Advisor Representative working at Aquifer Asset Management, LLC in San Antonio, TX and has over 15 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Carolina Financial Securities, LLC Brevard, NC Sep 2022 - Current 1
Aquifer Asset Management, LLC San Antonio, TX Feb 2021 - Current 3
Carofin, LLC Brevard, NC Sep 2019 - Current 4
Unemployed San Antonio, TX Mar 2019 - Sep 2019 < 1
Sendero Securities, LLC San Antonio, TX Apr 2018 - Mar 2019 < 1
Sendero Wealth Management, LLC San Antonio, TX Apr 2018 - Mar 2019 < 1
Boston Scientific Valencia, CA Nov 2017 - Apr 2018 < 1
Usaa Investment Management Company San Antonio, TX Aug 2015 - Nov 2017 2
Usaa Investment Management Company San Antonio, TX Aug 2015 - Nov 2017 2
Usaa Financial Advisors, Inc. San Antonio, TX Aug 2012 - Aug 2015 3
Usaa Financial Planning Services San Antonio, TX Aug 2012 - Aug 2015 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S66 NASAA Uniform Combined State Law Examination Dec 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Garrick G. Ruiz
Phone Number: 210-355-8041
Registered State(s):
  • TX
Current Firm Details
Aquifer Asset Management, LLC
Firm's CRD Number: 313002
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

TX

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