Harold LeonardCRD Number: 5309477
Current Firm: Thrivent Investment Management Inc.
Harold Leonard (CRD# 5309477) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in San Antonio, TX and has over 9 years of experience in the finance industry.
Intercontinental Wealth Advisors, LLC
Vannoy Advisory Group, Inc.
M. E. Allison & Company, Inc.
|Thrivent Financial For Lutherans||Appleton, WI||May 2007 - Current||9|
|Thrivent Investment Management Inc.||San Antonio, TX||Mar 2007 - Current||9|
|Wyle Laboratories (boeing-stars Contract)||Ridgecrest, CA||Oct 1996 - Jan 2007||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV