James ElliottCRD Number: 4605005
Current Firm: Investment Professionals, Inc.
James Elliott (CRD# 4605005) is an Investment Advisor Representative working at Investment Professionals, Inc. in San Antonio, TX and has over 15 years of experience in the finance industry.
Intercontinental Wealth Advisors, LLC
Wealth Watch Advisors, LLC
Vannoy Advisory Group, Inc.
|Kentucky Bank||Paris, KY||Dec 2012 - Current||5|
|Unemployed||Nicholasville, KY||Aug 2012 - Nov 2012||< 1|
|Bb&t Investments||Charlotte, NC||Nov 2005 - Jul 2012||6|
|Branch Banking & Trust Company||Lexington, KY||Jul 2002 - Jul 2012||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2002|
|S66||NASAA Uniform Combined State Law Examination||May 2004|
Total Assets Under Management622MILLIONS
Total Number of Accounts5,581ACCOUNTS
Average Account Value$111,399
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV