Joan Cleveland, financial advisor San Antonio TX

Joan Cleveland

CRD Number: 1740453
Current Firm: Swbc Investment Company

Joan Cleveland (CRD# 1740453) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 29 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Swbc Investment Services LLC San Antonio, TX Mar 2013 - Current 11
Swbc Investment Company San Antonio, TX Mar 2013 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1994
S65 NASAA Investment Advisors Law Examination May 1998
Contact Info for Joan H. Cleveland
Phone Number: 210-376-3279
Firm Website: https://www.swbc.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    380
    MILLIONS
  • Total Number of Accounts
    340
    ACCOUNTS
  • Average Account Value
    $1,118,079
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CT, FL, KS, LA, NC, NJ, SC, TX

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