Joshua GallionCRD Number: 5619979
Current Firm: American Funds Distributors, Inc.
Joshua Gallion (CRD# 5619979) is an Investment Advisor Representative working at American Funds Distributors, Inc. in San Antonio, TX and has over 8 years of experience in the finance industry.
Intercontinental Wealth Advisors, LLC
Wealth Watch Advisors, LLC
Vannoy Advisory Group, Inc.
|American Funds Distributors, Inc.||San Antonio, TX||Nov 2008 - Current||8|
|U.s. Peace Corps||Lusaka,||Jun 2006 - Aug 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2009|
|S65||NASAA Investment Advisors Law Examination||Jun 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
CA, IN, TX