Juan Esparza, financial advisor San Antonio TX
93 score

Juan Esparza

CRD Number: 5574357
Current Firm: Alliancebernstein LP

Juan Esparza (CRD# 5574357) is an Investment Advisor Representative working at Alliancebernstein LP in San Antonio, TX and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Alliancebernstein Investments, Inc. San Antonio, TX Apr 2015 - Current 1
J.p. Morgan Securities LLC San Antonio, TX Oct 2012 - Apr 2015 2
Jp Morgan Chase Bank San Antonio, TX Jul 2010 - Apr 2015 4
Chase Investment Services Corp San Antonio, TX Oct 2010 - Oct 2012 2
Usaa Financial Advisors, Inc. San Antonio, TX Jan 2010 - Jul 2010 < 1
Peyton Resource Group San Antonio, TX Jan 2010 - Jul 2010 < 1
Burnett Staffing El Paso, TX Nov 2009 - Jan 2010 < 1
Nylife Securities LLC El Paso, TX Apr 2009 - Oct 2009 < 1
New York Life Insurance Company El Paso, TX Aug 2008 - Oct 2009 1
University Of Tx @ El Paso El Paso, TX Aug 2006 - Aug 2008 2
Echo Star El Paso, TX Feb 2006 - Apr 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2013
S63 Uniform Securities State Law Examination Jul 2009
Contact Info for Juan E. Esparza
Phone Number: 212-969-1000
Firm Website: http://www.bernstein.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    436,187
    MILLIONS
  • Total Number of Accounts
    38,589
    ACCOUNTS
  • Average Account Value
    $11,303,398
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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