Rene Ramirez, financial advisor San Antonio TX
83 score

Rene Ramirez

CRD Number: 5543135
Current Firm: Lpl Financial LLC

Rene Ramirez (CRD# 5543135) is an Investment Advisor Representative working at Lpl Financial LLC in San Antonio, TX and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC San Antonio, TX Jan 2016 - Current < 1
Swbc Investment Services, LLC San Antonio, TX Jan 2012 - Current 4
Chase Investment Services San Antonio, TX Jun 2010 - Jan 2012 1
Morgan Stanley Smith Barney San Antonio, TX Jun 2009 - May 2010 < 1
Citigroup Global Markets Inc/morgan Stanley San Antonio, TX Jul 2008 - May 2010 1
Gma Mortgage San Antonio, TX Aug 2006 - Jul 2008 1
Frost Bnk San Antonio, TX Mar 1996 - Aug 2006 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Rene Ramirez
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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