Richard Planto, financial advisor San Antonio TX

Richard Planto

CRD Number: 1438102
Current Firm: Securities America Advisors, Inc.

Richard Planto (CRD# 1438102) is an Investment Advisor Representative working at Securities America Advisors, Inc. in San Antonio, TX and has over 38 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Securities America, Inc. San Antonio, TX Oct 2020 - Current 3
Securities America Advisors San Antonio, TX Oct 2020 - Current 3
Pr Stonehue Ltd San Antonio, TX Jan 2002 - Current 22
Pr, LLC San Antonio, TX Jan 2002 - Current 22
Jewish Community Center San Antonio, TX May 2001 - Current 22
Minnesota Life St Paul, MN May 1994 - Current 29
Planto Roe & Associates Inc. San Antonio, TX May 1994 - Current 29
Securian Financial Services, Inc. San Antonio, TX Apr 1994 - Oct 2020 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1986
Contact Info for Richard A. Planto
Phone Number: 402-399-9111
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    38,164
    MILLIONS
  • Total Number of Accounts
    200,228
    ACCOUNTS
  • Average Account Value
    $190,602
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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