Richard Vining, financial advisor San Antonio TX
93 score

Richard Vining

CRD Number: 1379679
Current Firm: Swbc Investment Company

Richard Vining (CRD# 1379679) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Swbc Investment Services LLC San Antonio, TX Jul 2013 - Current 3
Swbc Investment Company San Antonio, TX Jul 2013 - Current 3
Independent Insurance Sales St. Johns, MI Jan 2007 - Current 9
Vining Leonard Group LLC Okemos, MI Jan 2010 - Jan 2014 4
Mutual Service Corporation Okemos, MI Sep 2008 - Sep 2009 1
Mutual Service Corporation East Lansing, MI Jul 1999 - Dec 2006 7
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2010
S63 Uniform Securities State Law Examination Jan 2014
Contact Info for Richard L. Vining
Phone Number: 210-321-7252
Firm Website:
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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