Roger Sawtelle (CRD# 806933) is an Investment Advisor Representative working at Avior Wealth Management, LLC in Omaha, NE and has over 36 years of experience in the finance industry.
CRD# 6243132
Edward Jones
CRD# 5297231
Charles Schwab & Company, Inc.
CRD# 6157826
Principal Advised Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Avior Wealth Management, LLC | Omaha, NE | Sep 2021 - Current | 2 |
| Nelson Van Denburg & Campbell Wealth Management Group, LLC | Omaha, NE | May 2019 - Sep 2021 | 2 |
| Sawtelle Financial Management, LLC | San Antonio, TX | Jan 2013 - Apr 2019 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1988 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management3,986MILLIONS
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Total Number of Accounts3,710ACCOUNTS
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Average Account Value$1,074,489
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
AL, AR, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KS, LA, MD, MI, MN, MO, NC, NE, NH, NM, NV, NY, OH, OK, OR, SC, SD, TN, TX, UT, VA, VT, WA, WI
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