Ronald CaldwellCRD Number: 727534
Current Firm: Victory Capital Management Inc.
Ronald Caldwell (CRD# 727534) is an Investment Advisor Representative working at Victory Capital Management Inc. in San Antonio, TX and has over 41 years of experience in the finance industry. Ronald Caldwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Boynton Financial LLC
S.b. Value Partners, LP
Wells Fargo Clearing Services, LLC
|Victory Capital Services, Inc.||San Antonio, TX||Mar 2021 - Current||1|
|Victory Capital Management Inc.||San Antonio, TX||Mar 2021 - Current||1|
|Unemployed||Irving, TX||Jun 2020 - Mar 2021||< 1|
|Lake Point Wealth Management, LLC||Grapevine, TX||Nov 2019 - Jun 2020||< 1|
|Bb&t Securities, LLC||Dallas, TX||Aug 2018 - Nov 2019||1|
|Optimum Trucking||Ft. Worth, TX||Jul 2017 - Jul 2018||1|
|Forward||San Francisco, TX||Mar 2014 - Jul 2017||3|
|William Blair & Company||Chicago, IL||Nov 2011 - Feb 2014||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1981|
|S65||NASAA Investment Advisors Law Examination||Nov 1995|
Total Assets Under Management169,591MILLIONS
Total Number of Accounts3,166ACCOUNTS
Average Account Value$53,566,182
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI
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