Ronald Caldwell, financial advisor San Antonio TX

Ronald Caldwell

CRD Number: 727534
Current Firm: Victory Capital Management Inc.

Ronald Caldwell (CRD# 727534) is an Investment Advisor Representative working at Victory Capital Management Inc. in San Antonio, TX and has over 41 years of experience in the finance industry. Ronald Caldwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Victory Capital Services, Inc. San Antonio, TX Mar 2021 - Current 1
Victory Capital Management Inc. San Antonio, TX Mar 2021 - Current 1
Unemployed Irving, TX Jun 2020 - Mar 2021 < 1
Lake Point Wealth Management, LLC Grapevine, TX Nov 2019 - Jun 2020 < 1
Bb&t Securities, LLC Dallas, TX Aug 2018 - Nov 2019 1
Optimum Trucking Ft. Worth, TX Jul 2017 - Jul 2018 1
Forward San Francisco, TX Mar 2014 - Jul 2017 3
William Blair & Company Chicago, IL Nov 2011 - Feb 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1981
S65 NASAA Investment Advisors Law Examination Nov 1995
Contact Info for Ronald A. Caldwell
Phone Number: 877-660-4400
Firm Website: https://www.vcm.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    169,591
    MILLIONS
  • Total Number of Accounts
    3,166
    ACCOUNTS
  • Average Account Value
    $53,566,182
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI

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