Sean Hoffpauir, financial advisor San Antonio TX
81 score

Sean Hoffpauir

CRD Number: 4526848
Current Firm: Investment Professionals, Inc.

Sean Hoffpauir (CRD# 4526848) is an Investment Advisor Representative working at Investment Professionals, Inc. in San Antonio, TX and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Investment Professionals, Inc. San Antonio, TX Jul 2016 - Current < 1
Wells Fargo Advisors, LLC Lafayette, LA Jun 2014 - Jul 2016 2
Alpha Harvest Wealth Management Lafayette, LA Oct 2009 - Jun 2014 4
The Schumacher Group Lafayette, LA Mar 2013 - Jul 2013 < 1
Ubs Financial Services Inc. Baton Rouge, LA May 2007 - Sep 2009 2
Louisiana State University Baton Rouge, LA Aug 2005 - Feb 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
S63 Uniform Securities State Law Examination Jun 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Sean C. Hoffpauir
Phone Number: 210-308-8800
Firm Website: http://www.invpro.com
Registered State(s):
By the Numbers
  • Total Assets Under Management
    634
    MILLIONS
  • Total Number of Accounts
    2,677
    ACCOUNTS
  • Average Account Value
    $236,881
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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