Thomas Gallagher, financial advisor San Antonio TX

Thomas Gallagher

CRD Number: 2760469
Current Firm: Mml Investors Services, LLC

Thomas Gallagher (CRD# 2760469) is an Investment Advisor Representative working at Mml Investors Services, LLC in San Antonio, TX and has over 16 years of experience in the finance industry. Thomas Gallagher has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Massmutual San Antonio, TX Jul 2019 - Current 3
Mml Investors Services, LLC San Antonio, TX Jul 2019 - Current 3
Unemployed San Antonio, TX Apr 2019 - Jul 2019 < 1
Mml Investors Services Inc. Enfield, CT Jun 2009 - Mar 2019 9
Mml Distributors, LLC Enfield, CT Dec 2001 - Mar 2019 17
Mass Mutual Life Insurance Enfield, CT Jul 2001 - Mar 2019 17
Mml Strategic Distributors, LLC Springfield, MA Apr 2014 - Apr 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2006
Contact Info for Thomas J. Gallagher
Phone Number: (413)737-8400
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    62,946
    MILLIONS
  • Total Number of Accounts
    287,089
    ACCOUNTS
  • Average Account Value
    $219,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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