Thomas GallagherCRD Number: 2760469
Current Firm: Mml Investors Services, LLC
Thomas Gallagher (CRD# 2760469) is an Investment Advisor Representative working at Mml Investors Services, LLC in San Antonio, TX and has over 16 years of experience in the finance industry. Thomas Gallagher has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Boynton Financial LLC
S.b. Value Partners, LP
Wells Fargo Clearing Services, LLC
|Massmutual||San Antonio, TX||Jul 2019 - Current||3|
|Mml Investors Services, LLC||San Antonio, TX||Jul 2019 - Current||3|
|Unemployed||San Antonio, TX||Apr 2019 - Jul 2019||< 1|
|Mml Investors Services Inc.||Enfield, CT||Jun 2009 - Mar 2019||9|
|Mml Distributors, LLC||Enfield, CT||Dec 2001 - Mar 2019||17|
|Mass Mutual Life Insurance||Enfield, CT||Jul 2001 - Mar 2019||17|
|Mml Strategic Distributors, LLC||Springfield, MA||Apr 2014 - Apr 2014||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2006|
Total Assets Under Management62,946MILLIONS
Total Number of Accounts287,089ACCOUNTS
Average Account Value$219,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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