Michael Gavin (CRD# 1816450) is an Investment Advisor Representative working at Edelman Financial Engines in Mandeville, LA and has over 36 years of experience in the finance industry.
CRD# 4945227
Second Line Capital, LLC
CRD# 5987927
Osaic Wealth, Inc.
CRD# 2798030
Wealthharbor Capital Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Financial Engines Advisors LLC | Mandeville, LA | Feb 2017 - Current | 7 |
| Scottrade | Covington, LA | Jul 2016 - Feb 2017 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Bernardino, CA | Jun 2014 - Jul 2016 | 2 |
| Bank Of America N.a. | San Bernardino, CA | Jun 2014 - Jul 2016 | 2 |
| Tdameritrade Inc. | Rancho Cugamonga, CA | Aug 2009 - Jun 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1988 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- LA
- TX
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Total Assets Under Management270,770MILLIONS
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Total Number of Accounts1,561,555ACCOUNTS
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Average Account Value$173,398
- A percentage of assets under your management
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- Financial planning services
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