Mark Sargent, financial advisor San Clemente CA
93 score

Mark Sargent

CRD Number: 2976618
Current Firm: Wells Fargo Advisors, LLC

Mark Sargent (CRD# 2976618) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in San Clemente, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC San Clemente, CA Jan 2011 - Current 5
Wells Fargo Investments, LLC Newoprt Beach, CA Nov 2009 - Jan 2011 1
Chase Investment Services Corp. Mission Viejo, CA May 2009 - Oct 2009 < 1
Wm Financial Services, Inc. Mission Viejo, CA Mar 1999 - Oct 2009 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 1998
Contact Info for Mark A. Sargent
Phone Number: 314-875-3000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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