William Hall, financial advisor San Clemente CA

William Hall

CRD Number: 1239549
Current Firm: Securities America Advisors, Inc.

William Hall (CRD# 1239549) is an Investment Advisor Representative working at Securities America Advisors, Inc. in San Clemente, CA and has over 37 years of experience in the finance industry. William Hall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Arbor Point Advisors San Clemente, CA Jun 2016 - Current 7
Keng Advisory Board Dba William K. Hall Rancho Dominguez, CA Nov 2008 - Current 15
California Baptist University Riverside, CA Sep 2004 - Current 19
Securities America Advisors, Inc. San Clemente, CA Feb 2001 - Current 23
Securities America, Inc. San Clemente, CA Jan 1991 - Current 33
William K. Hall, Inc. San Clemente, CA Jun 1986 - Current 37
Sante Fe Rubber Company Wittier, CA Aug 1985 - Current 38
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1986
S65 NASAA Investment Advisors Law Examination Feb 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for William K. Hall
Phone Number: 402-399-9111
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    38,164
    MILLIONS
  • Total Number of Accounts
    200,228
    ACCOUNTS
  • Average Account Value
    $190,602
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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