Alberto MorenoCRD Number: 1369221
Current Firm: Vision Investment Advisors, LLC
Alberto Moreno (CRD# 1369221) is an Investment Advisor Representative working at Vision Investment Advisors, LLC in San Diego, CA and has over 18 years of experience in the finance industry.
Park Avenue Securities LLC
Nautilus Advisors LLC
O'reilly Wealth Advisors
|Vision Investment Advisors, LLC||San Diego, CA||Aug 2014 - Current||2|
|Vision Brokerage Services||San Diego, CA||Oct 2013 - Current||3|
|Heritage West Financial||San Diego, CA||Jan 2013 - Current||4|
|Ccm Securities, LLC||Chicago, IL||Oct 2010 - Nov 2012||2|
|Ccm Fs LLC||Chicago, IL||Jun 2010 - Nov 2012||2|
|Mf Global Securities Inc.||Chicago, IL||May 2007 - Jun 2010||3|
|Fimat Usa, Inc.||Chicago, IL||Jul 1990 - May 2007||16|
|Fimat Usa Inc.||Chicago, IL||Jul 1990 - May 2007||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1999|
|S65||NASAA Investment Advisors Law Examination||Jul 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management61MILLIONS
Total Number of Accounts111ACCOUNTS
Average Account Value$551,212
- A percentage of assets under your management
- Hourly charges
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, DE, FL, IL, LA, MA, MD, MI, ND, NE, NH, NJ, NV, NY, OR, SD, TN, TX
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