Annel Lopez-Castro, financial advisor San Diego CA
93 score

Annel Lopez-Castro

CRD Number: 5277505
Current Firm: Citigroup Global Markets Inc.

Annel Lopez-Castro (CRD# 5277505) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in San Diego, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Citigroup San Diego, CA Oct 2014 - Current 2
Hsbc Securities (usa) Inc. Encino, CA Feb 2010 - Sep 2014 4
World Financial Group San Diego, CA Jan 2006 - Feb 2010 4
World Group Securities, Inc. San Diego, CA Jan 2007 - Aug 2009 2
Tvc Financial San Diego, CA Oct 2008 - Dec 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2014
S63 Uniform Securities State Law Examination Mar 2007
Contact Info for Annel V. Lopez-Castro
Phone Number: 212-816-6000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    22,285
    MILLIONS
  • Total Number of Accounts
    42,945
    ACCOUNTS
  • Average Account Value
    $518,927
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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