Ashley SullivanCRD Number: 5395412
Current Firm: Charles Schwab & Company, Inc.
Ashley Sullivan (CRD# 5395412) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in San Diego, CA and has over 10 years of experience in the finance industry. Ashley Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Park Avenue Securities LLC
Nautilus Advisors LLC
O'reilly Wealth Advisors
|Charles Schwab & Company, Inc.||San Diego, CA||Jan 2013 - Current||4|
|Charles Schwab Bank||San Diego, CA||Jan 2013 - Current||4|
|Fidelity Investments||San Diego, CA||Aug 2009 - Jan 2013||3|
|Unemployed||San Diego, CA||Apr 2009 - Aug 2009||< 1|
|Ubs Financial Services, Inc.||Addison, TX||Jul 2007 - Apr 2009||1|
|Southern Methodist University||Dallas, TX||Aug 2006 - Jul 2007||< 1|
|Hsbc Bank Usa, N.a.||New York City, NY||May 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2007|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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