Barbara McLain, financial advisor San Diego CA
78 score

Barbara McLain

CRD Number: 6034047
Current Firm: Unionbanc Investment Services, LLC

Barbara McLain (CRD# 6034047) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in San Diego, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Unionbanc Investment Services San Diego, CA Apr 2013 - Current 3
Union Bank San Diego, CA Feb 2013 - Current 3
Wells Fargo Advisors LLC El Cajon, CA Mar 2012 - Feb 2013 < 1
Wells Fargo Bank, Na El Cajon, CA Sep 2010 - Feb 2013 2
Wells Fargo Financial Temecula, CA Oct 2008 - Sep 2010 1
Unemployed Winchester, CA Jun 2008 - Oct 2008 < 1
Beneficial Finance Santee, CA Jan 2002 - Jun 2008 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Barbara J. McLain
Phone Number: 800-634-1100
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    773
    MILLIONS
  • Total Number of Accounts
    3,196
    ACCOUNTS
  • Average Account Value
    $241,970
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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