Benjamin Lucas, financial advisor San Diego CA

Benjamin Lucas

CRD Number: 6247092
Current Firm: Dunham & Associates Investment Counsel, Inc.

Benjamin Lucas (CRD# 6247092) is an Investment Advisor Representative working at Dunham & Associates Investment Counsel, Inc. in San Diego, CA and has over 9 years of experience in the finance industry. Benjamin Lucas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Dunham &associates Investment Counsel, Inc. San Diego, CA May 2022 - Current 1
Dunham & Associates Investment Counsel, Inc. San Diego, CA Apr 2015 - May 2022 7
Janney Montgomery Scott Philadelphia, PA Sep 2013 - Feb 2015 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2015
Contact Info for Benjamin J. Lucas
Phone Number: 858-964-0500
Firm Website: https://www.dunham.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,902
    MILLIONS
  • Total Number of Accounts
    9,143
    ACCOUNTS
  • Average Account Value
    $317,361
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AZ, CA, CO, CT, FL, NV, TX

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