Brenda Knudsen, financial advisor San Diego CA
81 score

Brenda Knudsen

CRD Number: 1267991
Current Firm: Lucia Capital Group

Brenda Knudsen (CRD# 1267991) is an Investment Advisor Representative working at Lucia Capital Group in San Diego, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Lucia Securities, LLC San Diego, CA Dec 2011 - Current 5
Rjl Wealth Management, LLC San Diego, CA Dec 2011 - Current 5
Capital Synergy Parnters, Inc. Irvine, CA May 2011 - Dec 2011 < 1
Unemployed Del Mar, CA Mar 2011 - May 2011 < 1
Rbc Capital Markets Corporation La Jolla, CA Mar 2008 - Mar 2011 3
Rbc Dain Rauscher San Diego, CA Oct 2004 - Mar 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Brenda J. Knudsen
Phone Number: 800-644-1150
Firm Website: http://www.luciacap.com/
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    499
    MILLIONS
  • Total Number of Accounts
    3,719
    ACCOUNTS
  • Average Account Value
    $134,057
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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