Charles JamesCRD Number: 5910862
Current Firm: Transamerica Financial Advisors, Inc.
Charles James (CRD# 5910862) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in San Diego, CA and has over 6 years of experience in the finance industry.
Park Avenue Securities LLC
Nautilus Advisors LLC
O'reilly Wealth Advisors
|San Diego Unified School District||San Diego, CA||May 2015 - Current||1|
|Steele Insurance Agency||Stockton, CA||Sep 2012 - Current||4|
|Transamerica Financial Advisors, Inc.||San Diego, CA||Jan 2012 - Current||5|
|World Financial Group, Inc.||San Diego, CA||Mar 2011 - Current||6|
|Chuck James Consruction Services||North Edwards, CA||Nov 1994 - Current||22|
|Commerical Services Unlimited, Inc.||Lancaster, CA||Mar 1999 - Oct 2013||14|
|World Group Securities, Inc.||San Diego, CA||Jun 2011 - Jan 2012||< 1|
|Investment Advisors International, Inc.||San Diego, CA||Jun 2011 - Jan 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2011|
|S65||NASAA Investment Advisors Law Examination||Mar 2011|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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