Christopher Dougherty, financial advisor San Diego CA
73 score

Christopher Dougherty

CRD Number: 2974523
Current Firm: C & N Wealth Management

Christopher Dougherty (CRD# 2974523) is an Investment Advisor Representative working at C & N Wealth Management in San Diego, CA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Fusion Investment Advisors, LLC San Diego, CA Feb 2013 - Current 5
C&n Wealth Management San Diego, CA Sep 2012 - Current 5
Sagepoint Financial, Inc. San Diego, CA Jan 2009 - Jul 2012 3
B&c Investment Services San Diego, CA Jul 2003 - Jul 2012 9
Aig Financial Advisors, Inc. Phoenix, AZ Oct 2005 - Jan 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S65 NASAA Investment Advisors Law Examination Jul 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Christopher D. Dougherty
Phone Number: 619-417-1117
Registered State(s):
  • CA
  • TX
Current Firm Details
C & N Wealth Management
Firm's CRD Number: 165457
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Pension consulting services
Types of Clients
Registered States

CA, TX

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BADGES
73

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