David Fields, financial advisor Knoxville TN

David Fields

CRD Number: 1953457
Current Firm: United Planners' Financial Services Of America A Limited Partner

David Fields (CRD# 1953457) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Knoxville, TN and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
United Planners Financial Services Scottsdale, AZ Feb 2020 - Current 4
David Brook Fields Solana Beach, CA May 2006 - Current 17
David Brook Fields Solana Beach, CA May 2006 - Current 17
Various Insurance Carriers For W&r Insurance Agencies Carlsbad, CA Oct 2017 - Feb 2020 2
Waddell & Reed, Inc. Carlsbad, CA Oct 2017 - Feb 2020 2
Citigroup Global Markets Inc. San Diego, CA Sep 2014 - Oct 2017 3
Unemployed Carlsbad, CA May 2014 - Sep 2014 < 1
Oppenheimer & Co Inc. Newport Beach, CA Nov 2009 - May 2014 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1989
S65 NASAA Investment Advisors Law Examination Jan 2018
Contact Info for David B. Fields
Phone Number: 480-991-0225
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    6,086
    MILLIONS
  • Total Number of Accounts
    50,361
    ACCOUNTS
  • Average Account Value
    $120,841
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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