David Fields, financial advisor San Diego CA
93 score

David Fields

CRD Number: 1953457
Current Firm: Citigroup Global Markets Inc.

David Fields (CRD# 1953457) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in San Diego, CA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Citigroup Global Markets Inc. Carlsbad, CA Sep 2014 - Current 2
Unemployed Carlsbad, CA May 2014 - Sep 2014 < 1
Oppenheimer & Company Inc. Newport Beach, CA Nov 2009 - May 2014 4
Morgan Stanley Smith Barney Carlsbad, CA Jun 2009 - Nov 2009 < 1
Citigroup Global Markets Inc. Carlsbad, CA Sep 1999 - Jun 2009 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1989
S65 NASAA Investment Advisors Law Examination Nov 1992
Contact Info for David B. Fields
Phone Number: 212-816-6000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    22,285
    MILLIONS
  • Total Number of Accounts
    42,945
    ACCOUNTS
  • Average Account Value
    $518,927
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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