David RomeroCRD Number: 6705897
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
David Romero (CRD# 6705897) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Diego, CA and has over 3 years of experience in the finance industry.
Paradigm Shift Financial, LLC
Madison Avenue Securities, LLC
Lpl Financial LLC
|Bank Of America, N.a.||San Diego, CA||Jan 2020 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||San Diego, CA||Oct 2016 - Current||5|
|Unemployed||San Diego, CA||Jun 2016 - Oct 2016||< 1|
|San Diego State University||San Diego, CA||May 2011 - May 2016||5|
|Banco Base SA||Tijuana,||Jun 2015 - Dec 2015||< 1|
|Ubs Financial Services Inc.||San Diego, CA||Aug 2014 - Mar 2015||< 1|
|Amn Healthcare||San Diego, CA||Jul 2014 - Jan 2015||< 1|
|Tes Inc.||San Diego, CA||Jan 2012 - Jan 2014||2|
|Cuyamaca College||San Diego, CA||Dec 2006 - Jun 2013||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2018|
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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