David Romero, financial advisor San Diego CA

David Romero

CRD Number: 6705897
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

David Romero (CRD# 6705897) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Diego, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. San Diego, CA Jan 2020 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego, CA Oct 2016 - Current 5
Unemployed San Diego, CA Jun 2016 - Oct 2016 < 1
San Diego State University San Diego, CA May 2011 - May 2016 5
Banco Base SA Tijuana, Jun 2015 - Dec 2015 < 1
Ubs Financial Services Inc. San Diego, CA Aug 2014 - Mar 2015 < 1
Amn Healthcare San Diego, CA Jul 2014 - Jan 2015 < 1
Tes Inc. San Diego, CA Jan 2012 - Jan 2014 2
Cuyamaca College San Diego, CA Dec 2006 - Jun 2013 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2018
Contact Info for David O. Romero
Phone Number: 800-637-7455
Firm Website: http://www.pbig.ml.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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