David SpataroCRD Number: 5804228
Current Firm: Ameriprise Financial Services, LLC
David Spataro (CRD# 5804228) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in San Diego, CA and has over 6 years of experience in the finance industry.
Paradigm Shift Financial, LLC
Madison Avenue Securities, LLC
Lpl Financial LLC
|Ameriprise Financial Services, LLC||San Diego, CA||Mar 2021 - Current||1|
|Waddell & Reed, Inc.||Peoria, AZ||Jul 2019 - Mar 2021||1|
|The Quantum||Scottsdale, AZ||Sep 2018 - Jul 2019||< 1|
|Ivy Distributors, Inc.||Shawnee Mission, KS||Sep 2011 - Sep 2018||7|
|Waddell & Reed, Inc.||Shawnee Mission, KS||Jun 2010 - Sep 2018||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2016|
|S65||NASAA Investment Advisors Law Examination||Aug 2019|
Total Assets Under Management458,068MILLIONS
Total Number of Accounts1,860,870ACCOUNTS
Average Account Value$246,158
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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