Douglas McCauley, financial advisor San Diego CA

Douglas McCauley

CRD Number: 1257811
Current Firm: Madison Avenue Securities, LLC

Douglas McCauley (CRD# 1257811) is an Investment Advisor Representative working at Madison Avenue Securities, LLC in San Diego, CA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
New England Tax Pro, LLC Arlington, VT Feb 2011 - Current 13
Vermont Investment & Insurance Company LLC Arlington, VT Sep 2009 - Current 14
Madison Avenue Securities, Inc. San Diego, CA Mar 2009 - Current 15
Madison Avenue Securities, Inc. Arlington, VT Aug 2008 - Current 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2009
S65 NASAA Investment Advisors Law Examination Feb 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Douglas J. McCauley
Phone Number: 888-627-7323
Registered State(s):
  • VT
By the Numbers
  • Total Assets Under Management
    1,824
    MILLIONS
  • Total Number of Accounts
    13,989
    ACCOUNTS
  • Average Account Value
    $130,398
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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