Dustin Rief, financial advisor San Diego CA

Dustin Rief

CRD Number: 4630741
Current Firm: Ubs Financial Services Inc.

Dustin Rief (CRD# 4630741) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Diego, CA and has over 20 years of experience in the finance industry. Dustin Rief has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ubs San Diego, CA Mar 2019 - Current 5
Mercer Global Advisors Inc. San Diego, CA Sep 2016 - Mar 2019 2
Mercer Global Advisors Inc. San Diego, CA May 2016 - Aug 2016 < 1
Mercer Global Advisors Inc. San Diego, CA Sep 2015 - May 2016 < 1
Mercer Global Advisors Inc. Santa Barbara, CA Jun 2008 - Sep 2015 7
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2003
S63 Uniform Securities State Law Examination May 2019
Contact Info for Dustin C. Rief
Phone Number: 201-352-3000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    600,809
    MILLIONS
  • Total Number of Accounts
    1,077,471
    ACCOUNTS
  • Average Account Value
    $557,610
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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