Garrett Newman (CRD# 5283360) is an Investment Advisor Representative working at Lpl Financial LLC in San Diego, CA and has over 13 years of experience in the finance industry. Garrett Newman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial | San Diego, CA | Apr 2021 - Current | 3 |
Peak American Financial Group | Plano, TX | Jul 2020 - Apr 2021 | < 1 |
Peak American Investment Advisors | Plano, TX | Jul 2020 - Apr 2021 | < 1 |
Health Iq | Mountain View, CA | Apr 2019 - Jul 2020 | 1 |
National Funding | San Diego, CA | Aug 2018 - Apr 2019 | < 1 |
Prudential Insurance Company Of America | San Diego, CA | Jan 2018 - Aug 2018 | < 1 |
Pruco Securities, LLC | San Diego, CA | Jan 2018 - Jun 2018 | < 1 |
Unemployed | San Diego, CA | Sep 2017 - Dec 2017 | < 1 |
Niagara International Capital Limited | San Diego, CA | May 2017 - Aug 2017 | < 1 |
Unemployed | San Diego, CA | Jun 2017 - Jul 2017 | < 1 |
Fidelity Investments | Morristown, NJ | Jan 2007 - May 2017 | 10 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jun 2010 |
S63 | Uniform Securities State Law Examination | Aug 2021 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
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