Gary GunningCRD Number: 1079404
Current Firm: Mma Securities LLC
Gary Gunning (CRD# 1079404) is an Investment Advisor Representative working at Mma Securities LLC in San Diego, CA and has over 34 years of experience in the finance industry. Gary Gunning has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Park Avenue Securities LLC
Nautilus Advisors LLC
O'reilly Wealth Advisors
|Mmc Securities Corp.||San Diego, CA||Oct 2014 - Current||3|
|Sagepoint Financial, Inc.||San Diego, CA||Jan 2009 - Current||8|
|Barney & Barney, LLC||San Diego, CA||Dec 2003 - Current||13|
|Barney & Barney Financial Services, LLC||San Diego, CA||Oct 2009 - Jul 2010||< 1|
|Aig Financial Advisors, Inc.||Phoenix, AZ||Oct 2005 - Jan 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1982|
|S65||NASAA Investment Advisors Law Examination||Aug 1998|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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