Gary Gunning, financial advisor San Diego CA
96 score

Gary Gunning

CRD Number: 1079404
Current Firm: Mma Securities LLC

Gary Gunning (CRD# 1079404) is an Investment Advisor Representative working at Mma Securities LLC in San Diego, CA and has over 33 years of experience in the finance industry. Gary Gunning has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mmc Securities Corp. San Diego, CA Oct 2014 - Current 2
Sagepoint Financial, Inc. San Diego, CA Jan 2009 - Current 7
Barney & Barney, LLC San Diego, CA Dec 2003 - Current 13
Barney & Barney Financial Services, LLC San Diego, CA Oct 2009 - Jul 2010 < 1
Aig Financial Advisors, Inc. Phoenix, AZ Oct 2005 - Jan 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1982
S65 NASAA Investment Advisors Law Examination Aug 1998
Contact Info for Gary L. Gunning
Phone Number: 212-345-1739
Registered State(s):
  • AZ
  • CA
  • CO
  • DE
  • FL
  • HI
  • ID
  • IL
  • MT
  • TX
  • WA
  • WI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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