Heather O'connor, financial advisor San Diego CA
93 score

Heather O'connor

CRD Number: 3162276
Current Firm: Kestra Private Wealth Services, LLC

Heather O'connor (CRD# 3162276) is an Investment Advisor Representative working at Kestra Private Wealth Services, LLC in San Diego, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Nfp Securities, Inc. San Diego, CA Feb 2014 - Current 2
Washington Wealth Management, LLC San Diego, CA Oct 2012 - Current 4
Lpl Financial San Diego, CA Sep 2012 - Feb 2014 1
Spire Securities, LLC Reston, VA Jan 2012 - Sep 2012 < 1
Washington Wealth Management San Diego, CA Jul 2011 - Sep 2012 1
Morgan Stanley Smith Barney San Diego, CA Jun 2009 - Jun 2011 2
Morgan Stanley & Company, Inc. La Jolla, CA Sep 2007 - Jun 2011 3
Linsco/private Ledger Corp San Diego, CA Oct 2006 - Sep 2007 < 1
Unemployed La Jolla, CA Feb 2006 - Oct 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2000
S66 NASAA Uniform Combined State Law Examination Feb 2001
Contact Info for Heather J. O'connor
Phone Number: 800-214-8341
Firm Website: http://washwm.com/
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    926
    MILLIONS
  • Total Number of Accounts
    3,545
    ACCOUNTS
  • Average Account Value
    $261,243
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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