Hector Munguia Romo (CRD# 3087449) is an Investment Advisor Representative working at Ipg Investment Advisors, LLC in Tucson, AZ and has over 15 years of experience in the finance industry.
CRD# 4701550
Ubs Financial Services Inc.
CRD# 3272252
Edward Jones
CRD# 4840087
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ipg Investment Advisors, LLC | San Diego, CA | Sep 2010 - Current | 13 |
| Investment Placement Group | San Diego, CA | Jan 2008 - Current | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2008 |
| S65 | NASAA Investment Advisors Law Examination | May 2012 |
- AZ
- CA
-
Total Assets Under Management3,506MILLIONS
-
Total Number of Accounts1,051ACCOUNTS
-
Average Account Value$3,336,140
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
AZ, CA, CO, FL, IN, MA, NY, TX
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