James HaugCRD Number: 5605947
Current Firm: Waddell & Reed
James Haug (CRD# 5605947) is an Investment Advisor Representative working at Waddell & Reed in San Diego, CA and has over 9 years of experience in the finance industry.
Park Avenue Securities LLC
Nautilus Advisors LLC
Heyman Investment Counseling LLC
|East Village Tax||San Diego, CA||Jan 2017 - Current||1|
|La Jolla High School||La Jolla, CA||Feb 2016 - Current||2|
|East Village Association||San Diego, CA||Nov 2012 - Current||5|
|Coast/shorebreak Volleyball Club||San Diego, CA||Sep 2010 - Current||7|
|Various Insurance Carriers For W&r Insurance Agencies, Inc.||San Diego, CA||Feb 2009 - Current||9|
|Waddell & Reed, Inc.||San Diego, CA||Oct 2008 - Current||9|
|Otay Ranch High School||Chula Vista, CA||Feb 2015 - Dec 2015||< 1|
|Boys & Girls Club Of South County||Imperial Beach, CA||Jul 2011 - Apr 2014||2|
|Seaside Volleyball Club||Rancho Bernardo, CA||Sep 2006 - Jul 2009||2|
|Enterprise Rent-a-car||San Diego, CA||Sep 2006 - Sep 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2009|
Total Assets Under Management19,057MILLIONS
Total Number of Accounts153,035ACCOUNTS
Average Account Value$124,526
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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