James Lingelbach (CRD# 1917218) is an Investment Advisor Representative working at The Ameriflex Group in La Jolla, CA and has over 33 years of experience in the finance industry. James Lingelbach has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5769283
Paradigm Shift Financial, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | La Jolla, CA | Sep 2023 - Current | < 1 |
| The Ameriflex Group, Inc. | La Jolla, CA | Aug 2021 - Current | 2 |
| Sagepoint Financial, Inc. | La Jolla, CA | Aug 2021 - Sep 2023 | 2 |
| Mml Investors Services, LLC | San Diego, CA | Mar 2017 - Aug 2021 | 4 |
| Massachusetts Mutual Life Insurance Company | San Diego, CA | Jul 2016 - Aug 2021 | 5 |
| Metlife Securities | San Diego, CA | Oct 2001 - Mar 2017 | 15 |
| Metropolitan Life Insurance Company | San Diego, CA | Oct 2001 - Jul 2016 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1990 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management6,522MILLIONS
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Total Number of Accounts16,327ACCOUNTS
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Average Account Value$399,485
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